Job Purpose:
Dalian Risk Management Services (“RMS”) team plays an important role for EY in addressing the internal risks of the firm associated with accepting new clients or engagements as well as in managing any risks associated with our on-going audit / non audit engagements/clients. Formed in 2022, Dalian RMS team is growing as a Center of Excellence for all standardized risk management related activities and supports EY Great China locations.
The role of RMS is working with the business to identify, monitor and manage risk, consult and advise. Through oversight of key risk issues and processes such as independence, conflicts, and regulatory compliance, we help maximize public trust and enable EY to responsibly provide excellent client service.
Your key responsibilities
? Your role will include interpreting CSDC policies, performing compliance checks/audits and determining required actions and making recommendations based on the firm guidance.
? You would be required to develop subject matter expertise on Independence issues.
? Completing Independence checks and general research in respect of potential new clients.
? Your other responsibilities include analysing issues and producing deliverables to document the diligence with which such tasks were performed, as the work papers are subject to review and scrutiny by outside regulators. Interactions are generally at the executive level with client team members and CSDC personnel.
? Your client responsibilities include understanding client’s business & requirements, Service level agreement (SLA) of the process and quality parameters.
? You will be part of project team involved in regular client connects and driving exceptional client service.
? You are required to work as team player to foster teamwork and helps in delivering high quality outputs.
Skills and attributes for success
? Strong written and oral communication skills.
? Proficient with Microsoft Office Suite applications including Word, Excel, PowerPoint, Outlook.
? Good analytical thinking / ability to take decisions.
? Strong domain knowledge of various products of financial markets and understands financial terms.
? Should be fluent in Mandarin & English both.
? Demonstrate professionalism, industry competence and clarity of communication when dealing with the Onshore teams.